CGSource™ integrates your core compliance functions in one “easy to use” format to handle personal account trading, gifts and entertainment, list functionality and pre- and post-trade monitoring and testing.
Developed by a former SEC and LSE lawyer, CGSource™ empowers you to handle your daily compliance matters with ease and speed.
Our software is jurisdiction neutral, permitting you to operate across legal entities and in multiple countries.
- Jurisdiction Neutral: Adjust Parameters to Your Local, Regional or Global Needs
- Include Your Company and Affiliates: Local, Regional and World-wide
- Cross Product and Legal Entity Lines
- Encrypted and Cuber Secure
- Lists: Restricted, Watch, Conflicts, Risks, Events and Pipeline
- Compliance Risk Inventory
- Conflicts Log and Resolution
- Written Policies and Procedures
- Personal Account Trading, Reporting and Tracking
- Gifts and Entertainment Requests, Reporting and tRACKING
- Pre- and Post-Trade Monitoring and Forensic Testing
- Audit Train-Integrated and Non-editable
- Employee Management
- Access Persons, Supervised Persons, Associated Persona and Connected Persons
- Transactions and Holdings Reporting
- Links to Trading, Credit, Risk Management and Auditing Platforms
To request a free demo, please contact mbe@thecgsource.com