Helen Broome

Helen BroomeHelen’s career in the financial services industry in London spans over 20 years with the last 14 years spent specialising in regulatory compliance. Originally training as a chartered certified accountant, first with Peat Marwick McLintock and then as a Group Internal Auditor with Schroders Helen established herself in compliance at Schroder Investment Management Limited where she spent over 10 years in a variety of senior compliance positions.

Her most recent position, prior to moving into consultancy, was as Chief Compliance Officer for Wellington Management International Limited, the London office of a US investment adviser. In this position Helen had responsibility for all aspects of UK regulatory compliance including: providing ad-hoc regulatory advice to the business and senior management, the development of a compliance monitoring programme, advising on the implementation of MiFID and the expansion of the London office and chairing the London Compliance Committee.