Regulatory compliance

Understand and comply with U.S. securities laws and the SEC’s rules and regulations.

CompliGlobe is the only regulatory adviser based in multiple locations outside the United States that is dedicated to SEC compliance and managed by a former SEC lawyer. We are independent and staffed by dedicated, experienced professionals.

As your trusted partner, we assess your needs and review your proposed activity, confirm a course of action or recommend other options, carry out research, design and advise your program, assess effectiveness and review changes when required. Be it registration, a compliance program, training, company secretarial work, regulatory queries, an examination or an AML program, we help you identify and achieve your goals in a time- and cost-effective manner.

Compliance and Regulatory Services

Take advantage of our range of SEC Compliance, Regulatory Compliance and other compliance and oversight services: