Privacy Policy


CompliGlobe Limited (“CG”) is a limited liability company registered in England and Wales. CompliGlobe (Asia) Limited (“CGA”) (together, “CompliGlobe”) is a limited liability company registered in Hong Kong, information below. Our liability is limited as provided for under English and Hong Kong law (respectively), this Privacy Policy and our Terms of Business. This Privacy Policy is designed to let you know what information we collect, how we store it and how we use it.
By visiting this website, you are accepting the practices described in this Privacy Policy and the Notice. Any dispute you have regarding privacy is subject to this Privacy Policy, the Notice and our Terms of Business. We review these and reserve the right to update them without notice.

What information do we collect, and why?

We collect information about you when you contact us, become a prospect or client, engage in discussions with us or when we provide you with Services (as defined in our Terms of Business). We collect the following information for one of these purposes: name; title; company; e-mail address; street address; and phone number. You may have to provide information to us for a regulatory filing, such as a birth date or other regulatory identification number – we do not use this specific information for any other purpose.
This helps us operate and, if you agree, to contact you by e-mail, post or telephone, about what we do, conferences, workshops, developments and regulatory developments.
If we provide you with Services that entail a regulatory filing or you provide us with documents that contain such information, we store that in a secure, encrypted manner. We use information that you give us, as your agent and after you have certified that the information is materially correct with no material misstatements or omissions, to complete a regulatory filing. All such information and data is used solely for Services or communications with you.
Separately, we use only names, e-mail addresses and telephone numbers for prospect and client communications including e-blasts, workshops, developments and conferences.
We reserve the right to use information for any other legitimate interest such as carrying out checks, preventing fraud, maintaining adequate records or for the recovery of unpaid debts.
We would, if required for a Service or regulatory filing, give information to a company other than CG or CGA when you instruct us to do so – to one of your or our professional advisers or to a regulator for a filing.
Website usage information is collected using cookies. Further details on our use of cookies is set out below.
You have the right at any time to stop us from contacting you or giving your information to a company other than CG or CGA. If you no longer wish to be contacted, please
Wherever possible, we will not transfer your information to countries outside of European Economic Area (“EEA”). If this is required to be done other than to CGA, as noted above for a professional adviser or regulator, or for an information or tax return, they will use their internal resource (located outside of EEA) to complete this service, but your information will remain in the UK. Where we do transfer your information outside the EEA to CGA, we use suitable safeguards to ensure the protection of your information.

Automated decision making

We do not do this.


As noted above, we use certain information for marketing and communications. You have right at any time to stop us from contacting you or sharing your information with in CompliGlobe. If you no longer wish to be contacted, please contact us at
Unless we hear from you otherwise, we propose to continue to remain in contact with you. If we do not have communications with you for more than 36 months, we will presume that you are no longer interested in hearing from us.

Access to your information and correction

You have the right to request a copy of the information that we hold about you. Please contact us at
You may ask us to correct or remove information you think is inaccurate.
We keep information for no longer than is necessary for the purposes for which the personal information is processed. In doing so we may retain such information for a reasonable time to prevent fraudulent activities, for reporting regulatory requirements and to protect ourselves in the event of any legal claims and complaints.

Social plugins

Our website contains social plugins from two social media platforms LinkedIn and Twitter. If you visit a website containing such a plugin, your browser can establish a direct connection with the servers of those social media platforms and transmit information about your surfing behavior to their servers (even if you do not click the “Like” button). If you are logged into one of these social media sites, the social media platform can assign the visit to your social media account. We have no influence on the type and scope of the information collected and transmitted but may receive information through such channels and you may receive marketing from us via these two social media platforms as a result of your browsing habits.


We confirm the use of cookies and by using this site you accept the conditions of our Cookie Policy. If you prefer not to have cookies stored on your computer, you may change your browser settings to either refuse all cookies, or to ask you if you wish to accept a cookie each time a website tries to store one. Please refer to our Cookie Policy for further information. If cookies are blocked, you may not be able to use all functions of this Website.

Dealing with other people

We deal only with our clients and prospects, and their and our service providers. In exceptional circumstances, we may also deal with other people who call us on your behalf. If at any time you would prefer us to deal only with you, please let us know. In dealing with other people on your behalf we will need to process personal information, please ensure you give us permission for us to process their information for such purposes to enable them to deal with your policy.


Our procedures cover the storage, access and disclosure of information as required. Please note that e-mails, social media platforms and websites are not 100% secure. You must take this into account before e-mailing personal and confidential information to us. If you send information by e-mail to us, you do so at your own risk. We use industry standard encryption technologies when transferring and receiving customer information exchanged with our website. Your personal information may be held on computer or manual files.

External links

We accept no responsibility for the content or privacy practices of any site to which a hypertext link from this site exists. Links are provided “as is” with no warranty, express or implied for the information provided within them.

Contacting us

If you have any queries, contact us at

How to report a concern

If you have a concern about how your information is being used and our data practices, contact us at

Opt in/opt out

Yes please, I’d like to continue to receive information.
No thanks, I don’t want to continue to receive information and I wish to unsubscribe.