U.S. AA and BD roadmap for more info CFTC Exemptions from Registration 1 Dec 2015
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<p>The regulation and compliance landscape is ever changing. We'd like to keep you up to date with the latest important developments:</p>
CFTC/NFA Examinations workshop – 1 December 2015
The number of registered CPOs and CTAs has increased due to the CFTC revoking the exemption for Hedge Funds. In addition to the increase in registration with the SEC, Hedge funds are now gearing up for CFTC registration. Whilst there are certain similarities between the CFTC & SEC registration requirements there are also notable differences that Hedge Funds need to be aware of. This half day workshop will help you familiarise yourself with a new regulatory regime that is often enforced on ...
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