CompliGlobe specialise in advising institutions and investors in the non-US implications of the US securities laws and the SEC's rules and regulations. Mark Berman, head of the practice, is a former senior SEC lawyer who authored the definitive industry guide, SEC Regulation Outside the United States (going into its seventh edition), founded and chairs a conference on the same topic and conducts specialist workshops on SEC regulation and SEC inspections of non-US advisers in Europe and Asia.
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<p><b>CompliGlobe</b> provides compliance, regulatory and AML consulting services and advice to investment advisors, hedge funds, investment firms, commercial banks, institutional investors, hedge fund Directors and service providers, regulators and other financial services industry participants.<br />
<b>We are independent and staffed by dedicated, experienced professionals.</b><br />
<b>CompliGlobe provides the following services:</b></p>