SEC Registration for non-US institutions, investors and regulators

SEC Registration for non-US institutions, investors and regulators

CompliGlobe specialise in advising institutions and investors in the non-US implications of the US securities laws and the SEC’s rules and regulations. Mark Berman, head of the practice, is a former senior SEC lawyer who authored the definitive industry guide, SEC Regulation Outside the United States (going into its seventh edition), founded and chairs a conference on the same topic and conducts specialist workshops on SEC regulation and SEC inspections of non-US advisers in Europe and Asia.

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