CompliGlobe is the only regulatory adviser based in multiple locations outside the United States that is dedicated to SEC regulation, managed by a former SEC lawyer and staffed with former Chief Compliance Officers and MLROs. We are independent and staffed by dedicated, experienced professionals.
As your trusted partner, we assess your needs and review your proposed activity, confirm a course of action or recommend other options, carry out research, design and implement your programme, assess effectiveness and propose changes when required. Be it registration or other matters with a regulator, a compliance programme, training activities, company secretarial work or an anti-money laundering programme, we help you achieve your goals in a time- and cost-effective manner.
Compliance and Regulatory Services
Take advantage of our range of SEC Compliance, Regulatory Compliance and other compliance and oversight services: